Now I get to shell out $300/hour for this fugging attorney

[stilleto]

what is U-4?

I just had to hire an attorney recently. he didn't rape me too bad. $800 and he had to go to court twice. he gave me a discount.

 

[75th]

what is U-4?

I just had to hire an attorney recently. he didn't rape me too bad. $800 and he had to go to court twice. he gave me a discount.

In the securities industry, your U4 is like a permanent record that follows you around no matter where you go or what you do.

http://www.finra.org/InvestorInform...kgroundofYourInvestmentProfessional/index.htm

Client complaints, lawsuits, arbitration, terminations, judgements, etc all go on there.

Mine was clean.

Key word being "was."

Naturally in a bear market someone is going to end up complaining about something. I need the attorney to help me with ammending the new mark on my U-4 or having it removed completely.

If I ever decide to switch companies, most of the big ones only hire you if you have a clean U-4.

 

[needtogetarmy]

In the securities industry, your U4 is like a permanent record that follows you around no matter where you go or what you do.

http://www.finra.org/InvestorInform...kgroundofYourInvestmentProfessional/index.htm

Client complaints, lawsuits, arbitration, terminations, judgements, etc all go on there.

Mine was clean.

Key word being "was."

Naturally in a bear market someone is going to end up complaining about something. I need the attorney to help me with ammending the new mark on my U-4 or having it removed completely.

If I ever decide to switch companies, most of the big ones only hire you if you have a clean U-4.

Use this to remove it. It costs 10 cents at Staples.

 

[75th]

Use this to remove it. It costs 10 cents at Staples.

I just pulled up my CRD on the FINRA website and rubbed that against the screen. It didnt work.

Good thing I had one of those lying around and didnt have to make a trip to buy it.

 

[stilleto]

who can i call to complain about you?

 

[gjohnson5]

To help me with this U-4 shit.

Sometimes I hate this business. And I also hate attorneys for charging more than $10/hour. Hopefully I'll only need 2-3 hours worth of his time.

U-4 shit?

 

[gjohnson5]

U-4 shit?

aaah, NM

 

[samoth]

if you kill him when he's done you can take your money back, along with whatever weapon he was carrying

LOL!

 

[75th]

who can i call to complain about you?

Can you gift someone mod powers like you can with a platinum membership?

I only need it for an hour or so.

 

[gonelifting]

if you kill him when he's done you can take your money back, along with whatever weapon he was carrying

Yeah, seriously, I would resorb him in a heartbeat if I were you.

You've done it before, right?